Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luigi Caruso

    IRN LXC01450

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 2 Jan 2026)
    • [FCA CF] Client dealing (18 Mar 2021 to 2 Jan 2026)
    • CF4 Partner (30 Jul 2019 to 9 Dec 2019)
    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • Luigi Di Novi

    IRN LXD00088

    • [FCA CF] Client dealing (since 9 Jun 2025)
    • [FCA CF] Manager of certification employee (since 9 Jun 2025)
  • Luigi Marchese

    IRN LXM00612

    • [FCA CF] Client dealing (since 24 Aug 2023)
  • Lukas Loch

    IRN LXL00136

    • [FCA CF] Manager of certification employee (since 10 Aug 2021)
    • [FCA CF] Client dealing (since 10 Aug 2021)
  • Lukas Roger Denizot

    IRN LXD14863

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Aug 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 1 Aug 2025)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • Lukas Volker Lambach

    IRN LVL01006

    • CF30 Customer (31 Oct 2011 to 12 Apr 2016)
  • Luke Boardman

    IRN LJB01130

    • [FCA CF] Client dealing (29 Nov 2021 to 28 Jul 2023)
    • [FCA CF] Manager of certification employee (29 Nov 2021 to 28 Jul 2023)
  • MOHAMMED RIZWAN LATIF

    IRN MXL00293

    • [FCA CF] Client dealing (since 3 Jun 2021)
    • [FCA CF] Manager of certification employee (since 3 Jun 2021)
  • Madalena Nunes Godinho Ramos

    IRN MXG02680

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • Madeline Kozower

    IRN MXK01068

    • [FCA CF] Client dealing (since 8 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.