Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Caplan

    IRN KXC01330

    • CF4 Partner (23 May 2012 to 23 Jan 2015)
    • CF30 Customer (1 Oct 2010 to 23 Jan 2015)
  • Kenneth Christopher Dolan

    IRN KXD00285

    • [FCA CF] Manager of certification employee (since 12 Jun 2023)
    • [FCA CF] Client dealing (since 12 Jun 2023)
  • Kilian Pender

    IRN KXP01325

    • CF30 Customer (3 Aug 2011 to 28 Jun 2013)
  • Kim Mylius Pedersen

    IRN KMP01045

    • CF30 Customer (1 Oct 2010 to 2 Jul 2011)
  • Kimberly Jill Percy

    IRN KJS01093

    • SMF27 Partner (since 28 Jul 2022)
    • [FCA CF] Material risk taker (4 Jan 2022 to 1 Aug 2022)
    • [FCA CF] Significant management (18 Mar 2021 to 29 Jul 2022)
  • Kiril Dimov Petrov

    IRN KDP01015

    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Kirkpatrick Perrow Adamson

    IRN KPA01011

    • CF4 Partner (16 Jun 2016 to 4 Apr 2017)
    • CF30 Customer (9 Nov 2015 to 4 Apr 2017)
  • Konstantina Grivea

    IRN KXG00376

    • [FCA CF] Client dealing (since 30 Apr 2025)
  • Kornelius Cisik

    IRN KXC00270

    • [FCA CF] Client dealing (9 Aug 2022 to 1 Nov 2025)
  • Kristen Weldon

    IRN KXE01059

    • CF4 Partner (16 Jun 2016 to 14 Jan 2018)
    • CF30 Customer (1 Oct 2010 to 14 Jan 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.