Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kristensen Bang Rasmus

    IRN KXR00248

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 11 Oct 2022)
  • Kristin Risthaus

    IRN KXR00351

    • [FCA CF] Manager of certification employee (15 Jul 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (15 Jul 2024 to 30 Jun 2025)
  • Kunal Budhiraja

    IRN KXB00661

    • [FCA CF] Client dealing (28 Feb 2025 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (28 Feb 2025 to 30 Jun 2025)
  • Lama Kanazeh

    IRN LXK01106

    • SMF27 Partner (since 12 Sep 2023)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Significant management (2 May 2022 to 12 Sep 2023)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 12 Sep 2023)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Larry Jacques Franck Ben Sadoun

    IRN LXB00213

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
  • Lars Becker

    IRN LXB00212

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 15 Feb 2024)
    • [FCA CF] Client dealing (18 Mar 2021 to 15 Feb 2024)
  • Lars Grindeland Braten

    IRN LXB00342

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 1 Jun 2022)
  • Laura Agathe May

    IRN LXM00276

    • [FCA CF] Client dealing (13 Jul 2021 to 17 Mar 2023)
  • Laura Alb

    IRN LXA00138

    • [FCA CF] Client dealing (24 Nov 2022 to 6 Feb 2026)
  • Laura Felicity Millar

    IRN LFS01017

    • CF30 Customer (1 Oct 2010 to 26 May 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.