Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Matthew Lurie

    IRN JML01098

    • CF4 Partner (17 Jun 2016 to 14 Jan 2018)
    • CF30 Customer (14 Aug 2012 to 14 Jan 2018)
  • Jonathan Nicholas Pullman

    IRN JXP00055

    • [FCA CF] Client dealing (since 21 Nov 2022)
    • [FCA CF] Manager of certification employee (since 21 Nov 2022)
  • Jonathan Ussher

    IRN JNU01004

    • CF30 Customer (14 Mar 2014 to 1 Oct 2015)
  • Jordan Cohen

    IRN JXC03542

    • [FCA CF] Client dealing (since 8 Apr 2026)
  • Jordi Pujol Girones

    IRN JXP02468

    • [FCA CF] Client dealing (18 Mar 2021 to 6 Jul 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 6 Jul 2022)
    • CF30 Customer (3 Feb 2016 to 8 Dec 2019)
  • Jorg Goschin

    IRN JXG01825

    • CF30 Customer (1 Oct 2010 to 21 Mar 2011)
  • Jorge Martin Ceron

    IRN JMC01334

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (25 Sep 2019 to 8 Dec 2019)
  • Jorge Perez Calleja

    IRN JXP00326

    • [FCA CF] Client dealing (14 Jul 2020 to 27 Jan 2023)
  • Joris Thierry Bodez

    IRN JXB00343

    • [FCA CF] Client dealing (since 6 Sep 2023)
    • [FCA CF] Manager of certification employee (since 6 Sep 2023)
  • Jose Mestres-Yoldi

    IRN JXM01563

    • CF30 Customer (1 Oct 2010 to 25 Jan 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.