Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Realty Corporation Limited
FRN 830574
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (26 Apr 2019 to 8 Dec 2019)
- CF1 Director (26 Apr 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Apr 2019 to 8 Dec 2019)
- CF3 Chief Executive (26 Apr 2019 to 8 Dec 2019)
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- CF4 Partner (17 Jun 2016 to 14 Jan 2018)
- CF30 Customer (14 Aug 2012 to 14 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.