Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Gill Posner

    IRN HGP01012

    • CF4 Partner (17 Jun 2016 to 1 Aug 2018)
    • CF30 Customer (14 Jul 2015 to 1 Aug 2018)
  • Helen Smither

    IRN HXS01427

    • CF30 Customer (1 Oct 2010 to 14 Jul 2012)
  • Henley So Ling Hall

    IRN HXH00276

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 22 May 2024)
  • Henry Christopher Jamieson

    IRN HXJ00057

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 13 Sep 2021)
  • Henry Galis

    IRN HXG01334

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 3 Jul 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 31 Jan 2022)
    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Henry Hao Tian

    IRN HHT01007

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Hesham Hussein

    IRN HXH00167

    • [FCA CF] Manager of certification employee (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Himanshu Mongia

    IRN HXM11992

    • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • Hugo Paul Adolphe Henri Daniel

    IRN HXD00164

    • [FCA CF] Client dealing (since 15 May 2023)
  • Hugo Serrao Ribeiro Borges

    IRN HXS00407

    • [FCA CF] Client dealing (5 Sep 2023 to 24 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.