Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guilherme Jose Sales Gomes de Sa

    IRN GXG00103

    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Manager of certification employee (since 1 Jun 2020)
  • Guillaume Lecois

    IRN GXL14888

    • [FCA CF] Client dealing (18 Mar 2021 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Nov 2024)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • Guillermo Beneytez Diez

    IRN GXD00445

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Gustav Johan Peter Lindberg

    IRN GJL01109

    • [FCA CF] Client dealing (15 Mar 2021 to 12 Jan 2024)
    • [FCA CF] Manager of certification employee (15 Mar 2021 to 12 Jan 2024)
  • Haide Hong

    IRN HXH01144

    • [FCA CF] Client dealing (18 Mar 2021 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Mar 2023)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
  • Hannah Yu Sirringhaus

    IRN HXS00406

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Hayden Ashley Scillitoe

    IRN HXS00122

    • [FCA CF] Manager of certification employee (25 Mar 2022 to 3 Feb 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 3 Feb 2023)
  • Hector Andres Moreno

    IRN HXM56077

    • [FCA CF] Client dealing (since 31 Aug 2021)
    • [FCA CF] Manager of certification employee (since 31 Aug 2021)
  • Hee Siong Poh

    IRN HXP00017

    • [FCA CF] Manager of certification employee (since 12 Jun 2025)
    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Heidi Kristine Kniesel

    IRN HKK01016

    • SMF16 Compliance Oversight (since 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2023)
    • SMF27 Partner (since 30 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.