Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederick Alexander Fabius Foster

    IRN FXF21440

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 6 Jan 2021)
  • Frederick Alfred Ferdinand Kohlhas

    IRN FXK00038

    • [FCA CF] Client dealing (12 Apr 2021 to 14 Jul 2022)
  • Frederick Andrew Winchell

    IRN FXW00059

    • [FCA CF] Manager of certification employee (17 Jan 2022 to 22 May 2024)
    • [FCA CF] Client dealing (17 Jan 2022 to 22 May 2024)
  • Frederick Wynn

    IRN FXW00016

    • [FCA CF] Client dealing (since 9 Jun 2025)
    • [FCA CF] Manager of certification employee (since 9 Jun 2025)
  • Frederik Holten

    IRN FXH01265

    • CF30 Customer (5 Nov 2014 to 1 Oct 2015)
  • Freya Kerenza Soady

    IRN FXS00055

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Gabriel Petersen

    IRN GXP01366

    • CF4 Partner (17 Jun 2016 to 29 Jan 2018)
    • CF30 Customer (1 Oct 2010 to 29 Jan 2018)
  • Gabriel Sakhai

    IRN GXS00576

    • [FCA CF] Client dealing (since 17 Apr 2023)
  • Gabrielle Louise Dale

    IRN GXD01504

    • [FCA CF] Client dealing (since 15 Sep 2022)
    • [FCA CF] Manager of certification employee (since 15 Sep 2022)
  • Gareth Matthew O'Dell

    IRN GXO00042

    • [FCA CF] Manager of certification employee (since 7 Nov 2022)
    • [FCA CF] Client dealing (since 1 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.