Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Percy Simmons

    IRN EPS01032

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Significant management (18 Mar 2021 to 2 May 2022)
    • CF30 Customer (25 Nov 2015 to 8 Dec 2019)
  • Edward Peter Hogan

    IRN EXH00361

    • [FCA CF] Manager of certification employee (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Elaine Donna Tang

    IRN EXT16071

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Elena Mariotti

    IRN EXM00139

    • [FCA CF] Client dealing (18 Mar 2021 to 9 Sep 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 9 Sep 2022)
  • Elizabeth Marx Swindell

    IRN EXS00215

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 1 Jan 2025)
    • [FCA CF] Client dealing (22 Mar 2022 to 1 Jan 2025)
  • Elizabeth Powers

    IRN EXP00142

    • [FCA CF] Client dealing (7 Feb 2022 to 5 Jul 2022)
  • Elka Portia Cadena

    IRN EXC00402

    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Manager of certification employee (since 18 Nov 2024)
  • Elmar Maguerite Theodorus Schoonbrood

    IRN EMS01066

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 7 Jan 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 7 Jan 2022)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Elsa Tayar

    IRN EXT76200

    • [FCA CF] Client dealing (since 30 Jun 2025)
  • Emil Olkkonen

    IRN EXO00058

    • [FCA CF] Client dealing (8 Feb 2022 to 30 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.