Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Liao

    IRN EXL00214

    • [FCA CF] Client dealing (since 15 Apr 2024)
  • Emma Zanni

    IRN EXF01150

    • [FCA CF] Manager of certification employee (7 Aug 2020 to 27 Jan 2023)
    • [FCA CF] Client dealing (7 Aug 2020 to 27 Jan 2023)
  • Eric Tam

    IRN EXT01323

    • [FCA CF] Significant management (18 Mar 2021 to 1 Aug 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 1 Aug 2023)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Aug 2023)
    • CF4 Partner (13 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (18 Nov 2017 to 8 Dec 2019)
  • Eric Thasery

    IRN EXT00180

    • [FCA CF] Manager of certification employee (since 11 Sep 2023)
    • [FCA CF] Client dealing (since 11 Sep 2023)
  • Erin Leigh Harrell

    IRN ELH01024

    • CF30 Customer (1 Oct 2010 to 14 Oct 2010)
  • Eshan Malhan

    IRN EXM14189

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
  • Estella Qi Xin Ho

    IRN EXH00336

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Eugene Jing-Yu Chan

    IRN EJC01102

    • CF30 Customer (18 Jul 2012 to 23 Jan 2014)
  • FREDERIK KOFOED HANSEN

    IRN FKH01007

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 22 Nov 2021)
    • [FCA CF] Client dealing (18 Mar 2021 to 22 Nov 2021)
  • Fabian Godbersen

    IRN FXG01049

    • CF30 Customer (1 Oct 2010 to 16 Jul 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.