Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Alexander Peart

    IRN DAP01166

    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
  • Daniel Armando Novoa Berredo

    IRN DXN00059

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
  • Daniel Fridman

    IRN DXF00274

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 3 Jul 2023)
  • Daniel Jeffrey Malkin

    IRN DXM21075

    • [FCA CF] Client dealing (18 Mar 2021 to 8 Feb 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 8 Feb 2022)
    • CF30 Customer (28 Sep 2019 to 8 Dec 2019)
  • Daniel John Prendergast

    IRN DJP01328

    • CF30 Customer (3 Apr 2013 to 23 Mar 2015)
  • Daniel Leiter

    IRN DBL01023

    • SMF27 Partner (since 13 Aug 2024)
    • [FCA CF] Client dealing (since 5 Aug 2024)
    • [FCA CF] Manager of certification employee (5 Aug 2024 to 13 Aug 2024)
  • Daniel Michael Lynch

    IRN DML01141

    • [FCA CF] Client dealing (5 Jul 2022 to 1 May 2024)
    • [FCA CF] Manager of certification employee (5 Jul 2022 to 1 May 2024)
  • Daniel Miller

    IRN DLM01093

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Mar 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 31 Mar 2025)
    • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
  • Dario Cavalera

    IRN DXC00602

    • [FCA CF] Client dealing (since 26 Oct 2022)
  • David Andrew Lax

    IRN DAL01163

    • CF4 Partner (16 Jun 2016 to 16 Oct 2019)
    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.