Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Jakob von den Driesch

    IRN DXV00124

    • [FCA CF] Manager of certification employee (since 2 Dec 2024)
    • [FCA CF] Client dealing (since 2 Dec 2024)
  • David John Andrews

    IRN DJA01207

    • CF4 Partner (16 Jun 2016 to 7 Nov 2017)
  • David Johnston

    IRN DXJ01416

    • [FCA CF] Manager of certification employee (since 7 Oct 2025)
    • [FCA CF] Client dealing (since 7 Oct 2025)
  • David Mihailovic

    IRN DXM15569

    • CF30 Customer (31 May 2019 to 8 Dec 2019)
  • David Ofotsu Gorleku

    IRN DXG00204

    • [FCA CF] Significant management (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 26 May 2020)
    • [FCA CF] Manager of certification employee (since 26 May 2020)
  • David Richard Edwards

    IRN DXE00207

    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Apr 2024)
  • David Robert Fox

    IRN DRF01057

    • CF30 Customer (28 Aug 2013 to 1 Apr 2014)
  • David Robert McClure

    IRN DRM01191

    • [FCA CF] Client dealing (10 May 2022 to 31 Aug 2025)
    • [FCA CF] Manager of certification employee (10 May 2022 to 31 Aug 2025)
    • CF30 Customer (29 Jul 2015 to 30 Jan 2019)
  • David Scott Blitzer

    IRN DSB01075

    • CF4 Partner (1 Oct 2010 to 1 Aug 2011)
    • CF30 Customer (1 Oct 2010 to 1 Aug 2011)
  • David Shukry Mehenny

    IRN DSM01110

    • CF4 Partner (17 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (13 Oct 2010 to 7 Oct 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.