Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Yonan

    IRN CXY00086

    • [FCA CF] Manager of certification employee (since 12 Dec 2024)
    • [FCA CF] Client dealing (since 12 Dec 2024)
  • Chutian Gao

    IRN CXG00531

    • [FCA CF] Manager of certification employee (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 8 Jul 2024)
  • Claire Ruo Han Tan

    IRN CXT00438

    • [FCA CF] Client dealing (4 Sep 2023 to 19 Aug 2024)
  • Conrad Elliot Lucas

    IRN CXL00337

    • [FCA CF] Client dealing (4 Oct 2022 to 6 Jul 2023)
  • Constance Rachel Yvette Andree Dana

    IRN CXD00319

    • [FCA CF] Client dealing (24 Jan 2022 to 11 Apr 2025)
  • Constantin Christian Hubertus Zoske

    IRN CXZ00053

    • [FCA CF] Client dealing (2 Jul 2024 to 2 Sep 2025)
  • Costanza Bassano

    IRN CXB00665

    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Cristina Grecu

    IRN CXG00184

    • [FCA CF] Client dealing (since 21 Jan 2026)
    • [FCA CF] Manager of certification employee (since 21 Jan 2026)
    • [FCA CF] Manager of certification employee (25 Mar 2022 to 15 Jul 2024)
    • [FCA CF] Client dealing (26 Oct 2020 to 15 Jul 2024)
  • Damon David Wilson

    IRN DXW18684

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 5 Jun 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 5 Jun 2022)
    • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
  • Dana Isabelle Cann

    IRN DXC00305

    • [FCA CF] Client dealing (18 Mar 2021 to 4 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.