Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bola Olatokunbo Ogidan

    IRN BOO01002

    • CF30 Customer (10 Dec 2015 to 31 Mar 2016)
  • Brendan McIntee

    IRN BXM02078

    • CF30 Customer (24 Apr 2018 to 30 Jan 2019)
  • Brendan Welsh

    IRN BXW00114

    • [FCA CF] Client dealing (1 Sep 2020 to 14 Sep 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 14 Sep 2021)
  • Brett He

    IRN BXH00283

    • [FCA CF] Client dealing (24 Feb 2023 to 27 Nov 2025)
    • [FCA CF] Manager of certification employee (24 Feb 2023 to 27 Nov 2025)
  • Brian Schaper

    IRN BXS00386

    • [FCA CF] Manager of certification employee (since 10 Jun 2024)
    • [FCA CF] Client dealing (since 10 Jun 2024)
  • Britta Harper

    IRN BXH01223

    • [FCA CF] Client dealing (since 21 Dec 2021)
    • [FCA CF] Manager of certification employee (since 21 Dec 2021)
  • Brynjar Agnarsson

    IRN BXA01094

    • CF30 Customer (1 Oct 2010 to 3 Feb 2012)
  • Caleb Marcus Butler

    IRN CXB01049

    • [FCA CF] Client dealing (since 18 Mar 2025)
    • [FCA CF] Manager of certification employee (since 18 Mar 2025)
  • Calvin Philipp Kuska

    IRN CXK00143

    • [FCA CF] Client dealing (10 Jan 2022 to 11 Oct 2024)
  • Camilla Fiona Elvery

    IRN CFM01049

    • CF30 Customer (1 Oct 2010 to 1 Oct 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.