Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Christian O'Sullivan

    IRN CXO00206

    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Carl Jonas Wilhelm Agesand

    IRN CJA01144

    • CF30 Customer (11 Aug 2011 to 5 Aug 2014)
  • Carla Selga Pigorini

    IRN CXP00768

    • [FCA CF] Client dealing (since 28 Jul 2025)
  • Carlo Mariani

    IRN CXM00937

    • [FCA CF] Client dealing (since 10 Dec 2024)
  • Carlotta Pedrelli

    IRN CXP15820

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 5 Feb 2024)
    • [FCA CF] Client dealing (18 Mar 2021 to 5 Feb 2024)
    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Carly Kaplan

    IRN CXK00282

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 8 Jul 2024)
  • Caroline Harroch

    IRN CXH01934

    • CF30 Customer (8 Apr 2015 to 7 Jul 2016)
  • Caroline Hong Lam

    IRN CXL21289

    • [FCA CF] Client dealing (18 Mar 2021 to 30 Dec 2024)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 30 Dec 2024)
    • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
  • Caroline Tracy Hill

    IRN CXH00384

    • [FCA CF] Manager of certification employee (7 Jun 2021 to 14 Dec 2023)
    • [FCA CF] Client dealing (7 Jun 2021 to 14 Dec 2023)
  • Catarina Maria Castela Carneiro

    IRN CXC00256

    • [FCA CF] Manager of certification employee (25 Mar 2024 to 22 Apr 2024)
    • [FCA CF] Client dealing (9 Oct 2020 to 22 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.