Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Anne Ryan

    IRN JXR00135

    • [FCA CF] Manager of certification employee (1 Nov 2020 to 6 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2022)
  • Jennifer Kim

    IRN JXK01394

    • CF30 Customer (13 Apr 2010 to 9 Nov 2011)
  • Jennifer Sarah Simpson

    IRN JSS01204

    • CF30 Customer (25 Feb 2016 to 27 Sep 2019)
  • Jens Christiaan van Egmond

    IRN JXV15017

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (29 Jul 2021 to 18 Mar 2025)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • Jerome Philippe Leyvigne

    IRN JXL12403

    • [FCA CF] Client dealing (since 16 Jan 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (9 Mar 2019 to 8 Dec 2019)
  • Jessica Ann Cobb

    IRN JXC00254

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jessica Ann Irschick

    IRN JAI01012

    • [FCA CF] Significant management (24 Feb 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
  • Jessica Ann Singleton

    IRN JAS01528

    • CF30 Customer (21 Sep 2015 to 29 Sep 2017)
  • Jessica Ann Wells

    IRN JAW01353

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Apr 2016 to 8 Dec 2019)
  • Jessica Frances Young

    IRN JFY01009

    • [FCA CF] Manager of certification employee (since 12 Dec 2023)
    • [FCA CF] Client dealing (since 24 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.