Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Material risk taker (28 Feb 2025 to 31 Dec 2025)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Significant management (24 Feb 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Significant management (24 Feb 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Significant management (24 Feb 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (24 Feb 2022 to 1 Feb 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.