Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgios Michalogiorgakis

    IRN GXM02279

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • CF30 Customer (8 Dec 2018 to 8 Dec 2019)
  • Gianluca Robert Manzi

    IRN GRM01153

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2015 to 8 Dec 2019)
  • Giles Oliver Michael Rothbarth

    IRN GOR01006

    • [FCA CF] Manager of certification employee (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 12 Feb 2021)
    • CF30 Customer (13 Mar 2014 to 8 Dec 2019)
  • Gilles Lengaigne

    IRN GXL01513

    • CF30 Customer (5 Feb 2014 to 20 Oct 2017)
  • Gillian Marjorie Clarke

    IRN GMC01073

    • CF10 Compliance Oversight (8 Dec 2009 to 30 Jun 2010)
  • Giorgio Albrecht

    IRN GXA01412

    • CF30 Customer (17 Nov 2014 to 14 Oct 2016)
  • Giovanni Battista Sandri

    IRN GXS00117

    • [FCA CF] Material risk taker (8 Dec 2022 to 28 Aug 2024)
  • Giriraj Singh

    IRN GXS02025

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
    • CF30 Customer (11 Jul 2013 to 8 Dec 2019)
  • Giulia Artolli

    IRN GXA01652

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
  • Giulia Menichelli

    IRN GXM00269

    • [FCA CF] Client dealing (since 18 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.