Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefan Kaiser

    IRN SXK01512

    • (293)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • Stefan Poechhacker

    IRN SXP01107

    • (456)[FCA CF] Client dealing (since 7 Jul 2025)
  • Stefano Donati

    IRN SXD01275

    • (504)CF30 Customer (13 Jul 2009 to 8 Dec 2014)
  • Stefano Iannalfo

    IRN SXI01336

    • (74)[FCA CF] Client dealing (since 26 Feb 2020)
  • Stephan Malcolm Caron

    IRN SMC01251

    • (98)[FCA CF] Significant management (since 14 May 2026)
    • (97)[FCA CF] Client dealing (since 23 Apr 2026)
    • (1467)SMF18 Other Overall Responsibility (14 Nov 2023 to 3 Mar 2026)
    • (1470)[FCA CF] Manager of certification employee (24 Feb 2022 to 14 Nov 2023)
    • (1469)[FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2023)
    • (1471)[FCA CF] Significant management (9 Dec 2019 to 14 Nov 2023)
    • (1468)CF30 Customer (13 Mar 2015 to 8 Dec 2019)
  • Stephane Christophe Tetot

    IRN SCT01071

    • (676)[FCA CF] Client dealing (2 Mar 2020 to 31 Oct 2024)
    • (677)[FCA CF] Manager of certification employee (2 Mar 2020 to 7 Feb 2023)
    • (678)[FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
    • (675)CF30 Customer (25 Feb 2015 to 8 Dec 2019)
  • Stephane Marc Lapiquonne

    IRN SML01043

    • (1498)[FCA CF] Material risk taker (17 Jan 2023 to 29 Mar 2024)
    • (1499)[FCA CF] Significant management (23 Nov 2021 to 22 Nov 2023)
  • Stephanie Ann Limond

    IRN SAL01072

    • (480)CF30 Customer (4 Mar 2009 to 10 Nov 2009)
  • Stephanie Bothwell

    IRN SXB02725

    • (1609)[FCA CF] Manager of certification employee (20 Apr 2023 to 24 Jan 2025)
    • (1608)[FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2025)
    • (1607)CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Stephanie Chu Lowndes

    IRN SCL01091

    • (1339)CF30 Customer (28 Jan 2017 to 15 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Semple Fraser W.S.

  2. trading name added: CastleRock Capital Management Ltd

  3. trading name added: CastleInternational Asset Management Ltd

  4. trading name added: BlackRock, International Limited

  5. trading name added: BlackRock International, Limited

  6. controlled function added: (728)SMF18 Other Overall Responsibility

  7. controlled function added: (727)SMF4 Chief Risk

  8. controlled function added: (726)SMF18 Other Overall Responsibility

  9. controlled function added: (725)SMF18 Other Overall Responsibility

  10. controlled function added: (724)SMF18 Other Overall Responsibility