Stephan Malcolm Caron

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • SMF18 Other Overall Responsibility (14 Nov 2023 to 3 Mar 2026)
    • [FCA CF] Manager of certification employee (28 Jul 2021 to 14 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Nov 2023)
    • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • SMF18 Other Overall Responsibility (14 Nov 2023 to 3 Mar 2026)
    • [FCA CF] Manager of certification employee (28 Jul 2021 to 14 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Nov 2023)
    • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • SMF18 Other Overall Responsibility (14 Nov 2023 to 3 Mar 2026)
    • [FCA CF] Manager of certification employee (24 Feb 2022 to 14 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Nov 2023)
    • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (13 Mar 2015 to 11 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.