Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sara Denise Morgan

    IRN SDM01083

    • (345)CF30 Customer (15 Jan 2018 to 8 Dec 2019)
  • Sara Elizabeth Deakin

    IRN SXD08736

    • (23)[FCA CF] Client dealing (since 4 Dec 2024)
  • Sarah Beynsberger

    IRN SXB02223

    • (256)[FCA CF] Client dealing (since 9 Dec 2019)
    • (257)[FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Sarah Frances Thomas

    IRN SXP01953

    • (174)[FCA CF] Manager of certification employee (since 13 Dec 2023)
    • (173)[FCA CF] Client dealing (since 9 Dec 2019)
    • (746)[FCA CF] Manager of certification employee (1 Nov 2020 to 3 Nov 2022)
    • (745)CF30 Customer (8 May 2017 to 8 Dec 2019)
  • Sarah Henrietta Elizabeth Hudson

    IRN SHH01059

    • (1466)CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • Sarah Louise Melvin

    IRN SXM15421

    • (725)SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • (1812)CF29 Significant management (19 Aug 2019 to 8 Dec 2019)
  • Sarju Mehta

    IRN SXM02352

    • (244)[FCA CF] Significant management (since 14 May 2026)
    • (243)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (242)[FCA CF] Client dealing (since 9 Dec 2019)
    • (658)[FCA CF] Significant management (9 Dec 2019 to 4 May 2021)
    • (657)CF30 Customer (4 Mar 2010 to 8 Dec 2019)
  • Savio Gaspar Rodrigues

    IRN SGR01076

    • (726)CF30 Customer (1 Dec 2009 to 9 Aug 2019)
  • Schnackenburg Dias

    IRN SXD00819

    • (485)[FCA CF] Significant management (since 7 Aug 2024)
  • Scott Alexandar Smith

    IRN SXS00240

    • (639)[FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Semple Fraser W.S.

  2. trading name added: CastleRock Capital Management Ltd

  3. trading name added: CastleInternational Asset Management Ltd

  4. trading name added: BlackRock, International Limited

  5. trading name added: BlackRock International, Limited

  6. controlled function added: (728)SMF18 Other Overall Responsibility

  7. controlled function added: (727)SMF4 Chief Risk

  8. controlled function added: (726)SMF18 Other Overall Responsibility

  9. controlled function added: (725)SMF18 Other Overall Responsibility

  10. controlled function added: (724)SMF18 Other Overall Responsibility