Sarah Frances Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited

    FRN 119186

    • [FCA CF] Manager of certification employee (since 13 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (23 Jul 2021 to 5 Dec 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 3 Nov 2022)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited

    FRN 119293

    • [FCA CF] Manager of certification employee (since 13 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (23 Jul 2021 to 5 Dec 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 3 Nov 2022)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • BlackRock International Limited

    FRN 178638

    • [FCA CF] Manager of certification employee (since 13 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 3 Nov 2022)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Mar 2017)
    • CF30 Customer (24 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.