Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Xuegong Liu

    IRN XXL01099

    • (1724)CF30 Customer (11 May 2012 to 8 Dec 2019)
  • Yanfei Huang

    IRN YXH01192

    • (66)[FCA CF] Manager of certification employee (since 24 Jan 2025)
    • (65)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1369)CF30 Customer (20 Jun 2016 to 8 Dec 2019)
  • Yang Wang

    IRN YXW01098

    • (1311)[FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
    • (1310)CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • Yasmin Beria Sager

    IRN YBM01004

    • (57)[FCA CF] Client dealing (since 17 Aug 2022)
    • (58)[FCA CF] Significant management (since 27 Apr 2022)
    • (1338)CF30 Customer (31 Jan 2017 to 28 Dec 2018)
  • Yasmina Sedraoui El Hazzaz

    IRN YXS01219

    • (1574)CF30 Customer (19 Jul 2013 to 20 Oct 2015)
  • York Francis Deavers

    IRN YFD00001

    • (1182)CF30 Customer (24 May 2011 to 19 Jul 2013)
  • Yoshihiko Aoyama

    IRN YXA01258

    • (29)CF30 Customer (4 Nov 2016 to 31 Jul 2019)
  • You Singhal

    IRN YXW01055

    • (737)CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Yulia Hofstede

    IRN YXV01012

    • (757)CF30 Customer (16 Feb 2017 to 8 Dec 2019)
  • Yumian Lu

    IRN YXL01120

    • (1479)CF30 Customer (17 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (653)[FCA CF] Significant management

  2. controlled function added: (652)[FCA CF] Significant management

  3. controlled function added: (651)[FCA CF] Manager of certification employee

  4. controlled function added: (650)[FCA CF] Material risk taker

  5. controlled function added: (649)[FCA CF] Significant management

  6. controlled function added: (648)[FCA CF] Client dealing

  7. controlled function added: (647)[FCA CF] Significant management

  8. controlled function added: (646)[FCA CF] Manager of certification employee

  9. controlled function added: (645)[FCA CF] Significant management

  10. controlled function added: (644)[FCA CF] Manager of certification employee