Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Aretas Carmichael Young

    IRN SAY01006

    • (1671)CF30 Customer (4 Mar 2009 to 6 Nov 2014)
  • Simon Askew

    IRN SXA02344

    • (1596)[FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2023)
    • (1597)[FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2023)
    • (1595)CF30 Customer (25 Jul 2013 to 8 Dec 2019)
  • Simon Benjamin Bowden

    IRN SXB02134

    • (273)[FCA CF] Client dealing (since 16 Mar 2022)
    • (945)[FCA CF] Manager of certification employee (16 Jan 2026 to 12 May 2026)
  • Simon Blundell

    IRN SXB01296

    • (766)[FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2026)
    • (767)[FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2026)
    • (765)CF30 Customer (26 Oct 2011 to 8 Dec 2019)
  • Simon Cooper

    IRN SXC02152

    • (148)CF28 Systems and controls (13 May 2011 to 6 Feb 2012)
  • Simon David McGeough

    IRN SDM01118

    • (270)[FCA CF] Material risk taker (since 9 Nov 2023)
    • (926)CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • (927)CF27 Investment Management (11 May 2007 to 31 Oct 2007)
  • Simon Glyn Betteley

    IRN SGB01115

    • (164)CF30 Customer (19 Jul 2013 to 21 Oct 2016)
  • Simon James Martin

    IRN SJM01367

    • (337)CF30 Customer (1 Dec 2009 to 16 Oct 2015)
  • Simon John Schofield Partridge

    IRN SJP01313

    • (580)[FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
    • (579)CF30 Customer (6 Feb 2013 to 8 Dec 2019)
  • Simon Newton Williams

    IRN SNW01021

    • (380)CF30 Customer (1 Dec 2009 to 7 Jul 2010)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (693)[FCA CF] Manager of certification employee

  2. controlled function added: (692)[FCA CF] Significant management

  3. controlled function added: (691)[FCA CF] Significant management

  4. controlled function added: (690)[FCA CF] Manager of certification employee

  5. controlled function added: (689)[FCA CF] Client dealing

  6. controlled function added: (688)[FCA CF] Client dealing

  7. controlled function added: (687)[FCA CF] Client dealing

  8. controlled function added: (686)[FCA CF] Manager of certification employee

  9. controlled function added: (685)[FCA CF] Client dealing

  10. controlled function added: (684)[FCA CF] Client dealing