Simon Aretas Carmichael Young

• AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

  FRN 119368

  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2022)
  • CF30 Customer (18 Oct 2018 to 8 Dec 2019)
• Yellowstone Advisory Limited (no longer approved here)

  FRN 807276

  • CF30 Customer (1 Aug 2018 to 14 Sep 2018)
  • CF1 Director (1 Aug 2018 to 14 Sep 2018)
  • CF10 Compliance Oversight (1 Aug 2018 to 14 Sep 2018)
  • CF11 Money Laundering Reporting (1 Aug 2018 to 14 Sep 2018)
• Aviva Investors Global Services Limited (no longer approved here)

  FRN 119178

  • CF30 Customer (11 Jun 2015 to 13 May 2016)
• BlackRock Advisors (UK) Limited (no longer approved here)

  FRN 119186

  • CF30 Customer (1 Dec 2009 to 6 Nov 2014)
• BlackRock International Limited (no longer approved here)

  FRN 178638

  • CF30 Customer (4 Mar 2009 to 6 Nov 2014)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • CF30 Customer (1 Nov 2007 to 6 Nov 2014)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.