Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wei Li

    IRN WXL01093

    • (255)[FCA CF] Material risk taker (since 29 Mar 2023)
  • William Edward (III) Ford

    IRN WEF01010

    • (708)SMF7 Group Entity Senior Manager (since 14 Sep 2022)
  • William Frank Riley

    IRN WFR01007

    • (1102)CF29 Significant management (28 Sep 2017 to 24 Jul 2018)
    • (1101)CF30 Customer (1 Dec 2009 to 31 Oct 2018)
  • William Frederick Farrow

    IRN WFF01016

    • (1152)[FCA CF] Client dealing (9 Dec 2019 to 8 May 2024)
    • (1151)CF30 Customer (28 Jun 2018 to 8 Dec 2019)
  • William Henry Lalande

    IRN WHL01010

    • (1738)CF30 Customer (2 Jan 2014 to 18 Dec 2018)
  • William Hervey De Gale

    IRN WHD01009

    • (1747)CF30 Customer (4 Mar 2009 to 26 Jun 2017)
  • William Hitchcock

    IRN WXH00095

    • (598)[FCA CF] Client dealing (since 16 Mar 2022)
  • William John Flanagan

    IRN WJF01026

    • (305)[FCA CF] Client dealing (since 9 Dec 2019)
    • (306)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (1095)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • William Low

    IRN WXL01049

    • (248)CF30 Customer (1 Nov 2007 to 12 Nov 2010)
    • (249)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • William Michael Jackson

    IRN WMJ00010

    • (167)CF30 Customer (18 Jun 2010 to 26 Mar 2015)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (703)SMF18 Other Overall Responsibility

  2. controlled function added: (702)SMF18 Other Overall Responsibility

  3. controlled function added: (701)SMF18 Other Overall Responsibility

  4. controlled function added: (700)SMF18 Other Overall Responsibility

  5. controlled function added: (699)SMF18 Other Overall Responsibility

  6. controlled function added: (698)[FCA CF] Significant management

  7. controlled function added: (697)[FCA CF] Significant management

  8. controlled function added: (696)[FCA CF] Significant management

  9. controlled function added: (695)[FCA CF] Manager of certification employee

  10. controlled function added: (694)[FCA CF] Significant management