Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Garside
IRN TXG01263
- (170)CF29 Significant management (22 Sep 2010 to 20 Jul 2012)
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Thomas George Collings
IRN TXC00286
- (567)[FCA CF] Client dealing (since 4 Aug 2022)
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Thomas Hammond
IRN TXH00583
- (437)[FCA CF] Client dealing (since 13 Jan 2026)
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Thomas Jack Robert Luypaert
IRN TJL01117
- (43)CF30 Customer (25 Apr 2019 to 8 Dec 2019)
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Thomas James BAILEY
IRN TXB00069
- (663)[FCA CF] Client dealing (since 15 Dec 2025)
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Thomas Lemaigre
IRN TEL01021
- (114)[FCA CF] Client dealing (since 8 Jan 2026)
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Thomas Lindsay Nichols
IRN TXN00061
- (599)[FCA CF] Client dealing (since 16 Mar 2022)
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Thomas Matthew Carr
IRN TMC01068
- (221)[FCA CF] Client dealing (since 13 Jul 2021)
- (594)[FCA CF] Manager of certification employee (14 Jun 2023 to 18 Mar 2025)
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Thomas Michael Joy
IRN TMJ01034
- (104)[FCA CF] Manager of certification employee (since 5 Feb 2024)
- (103)[FCA CF] Client dealing (since 9 Dec 2019)
- (1501)CF30 Customer (19 Nov 2014 to 8 Dec 2019)
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Thomas Ronne Christiansen
IRN TRC01054
- (1591)CF30 Customer (22 Oct 2013 to 26 Mar 2015)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (523)[FCA CF] Client dealing
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controlled function added: (522)[FCA CF] Client dealing
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controlled function added: (521)[FCA CF] Client dealing
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controlled function added: (520)[FCA CF] Client dealing
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controlled function added: (519)[FCA CF] Client dealing
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controlled function added: (518)[FCA CF] Client dealing
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controlled function added: (517)[FCA CF] Client dealing
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controlled function added: (516)[FCA CF] Client dealing
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controlled function added: (515)[FCA CF] Client dealing
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controlled function added: (514)[FCA CF] Client dealing