Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privee, UBP SA
FRN 147562
- [FCA CF] Client dealing (since 1 Mar 2025)
- [FCA CF] Material risk taker (since 1 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 18 Aug 2022)
- [FCA CF] Material risk taker (1 Jul 2017 to 18 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2017 to 18 Aug 2022)
- [FCA CF] Client dealing (1 Jul 2017 to 18 Aug 2022)
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- [FCA CF] Client dealing (5 Sep 2022 to 19 Nov 2024)
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- [FCA CF] Client dealing (5 Sep 2022 to 19 Nov 2024)
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- CF30 Customer (22 Oct 2013 to 26 Mar 2015)
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- CF30 Customer (22 Oct 2013 to 26 Mar 2015)
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- CF30 Customer (22 Oct 2013 to 26 Mar 2015)
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- CF30 Customer (22 Oct 2013 to 26 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.