Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sara Denise Morgan
IRN SDM01083
- (345)CF30 Customer (15 Jan 2018 to 8 Dec 2019)
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Sara Elizabeth Deakin
IRN SXD08736
- (23)[FCA CF] Client dealing (since 4 Dec 2024)
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Sarah Beynsberger
IRN SXB02223
- (257)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (256)[FCA CF] Client dealing (since 9 Dec 2019)
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Sarah Frances Thomas
IRN SXP01953
- (174)[FCA CF] Manager of certification employee (since 13 Dec 2023)
- (173)[FCA CF] Client dealing (since 9 Dec 2019)
- (746)[FCA CF] Manager of certification employee (1 Nov 2020 to 3 Nov 2022)
- (745)CF30 Customer (8 May 2017 to 8 Dec 2019)
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Sarah Henrietta Elizabeth Hudson
IRN SHH01059
- (1466)CF30 Customer (16 Mar 2015 to 8 Dec 2019)
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Sarah Louise Melvin
IRN SXM15421
- (725)SMF18 Other Overall Responsibility (since 9 Dec 2019)
- (1812)CF29 Significant management (19 Aug 2019 to 8 Dec 2019)
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Sarju Mehta
IRN SXM02352
- (244)[FCA CF] Significant management (since 14 May 2026)
- (243)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (242)[FCA CF] Client dealing (since 9 Dec 2019)
- (658)[FCA CF] Significant management (9 Dec 2019 to 4 May 2021)
- (657)CF30 Customer (4 Mar 2010 to 8 Dec 2019)
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Savio Gaspar Rodrigues
IRN SGR01076
- (726)CF30 Customer (1 Dec 2009 to 9 Aug 2019)
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Schnackenburg Dias
IRN SXD00819
- (485)[FCA CF] Significant management (since 7 Aug 2024)
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Scott Alexandar Smith
IRN SXS00240
- (639)[FCA CF] Significant management (since 9 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (563)[FCA CF] Client dealing
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controlled function added: (562)[FCA CF] Manager of certification employee
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controlled function added: (561)[FCA CF] Client dealing
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controlled function added: (560)[FCA CF] Client dealing
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controlled function added: (559)[FCA CF] Client dealing
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controlled function added: (558)[FCA CF] Client dealing
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controlled function added: (557)[FCA CF] Client dealing
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controlled function added: (556)[FCA CF] Client dealing
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controlled function added: (555)[FCA CF] Significant management
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controlled function added: (554)[FCA CF] Significant management