Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Wei Li
IRN WXL01093
- (255)[FCA CF] Material risk taker (since 29 Mar 2023)
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William Edward (III) Ford
IRN WEF01010
- (708)SMF7 Group Entity Senior Manager (since 14 Sep 2022)
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William Frank Riley
IRN WFR01007
- (1102)CF29 Significant management (28 Sep 2017 to 24 Jul 2018)
- (1101)CF30 Customer (1 Dec 2009 to 31 Oct 2018)
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William Frederick Farrow
IRN WFF01016
- (1152)[FCA CF] Client dealing (9 Dec 2019 to 8 May 2024)
- (1151)CF30 Customer (28 Jun 2018 to 8 Dec 2019)
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William Henry Lalande
IRN WHL01010
- (1738)CF30 Customer (2 Jan 2014 to 18 Dec 2018)
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William Hervey De Gale
IRN WHD01009
- (1747)CF30 Customer (4 Mar 2009 to 26 Jun 2017)
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William Hitchcock
IRN WXH00095
- (598)[FCA CF] Client dealing (since 16 Mar 2022)
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William John Flanagan
IRN WJF01026
- (306)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (305)[FCA CF] Client dealing (since 9 Dec 2019)
- (1095)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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William Low
IRN WXL01049
- (248)CF30 Customer (1 Nov 2007 to 12 Nov 2010)
- (249)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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William Michael Jackson
IRN WMJ00010
- (167)CF30 Customer (18 Jun 2010 to 26 Mar 2015)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (613)[FCA CF] Client dealing
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controlled function added: (612)[FCA CF] Client dealing
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controlled function added: (611)[FCA CF] Client dealing
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controlled function added: (610)[FCA CF] Significant management
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controlled function added: (609)[FCA CF] Manager of certification employee
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controlled function added: (608)[FCA CF] Client dealing
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controlled function added: (607)[FCA CF] Significant management
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controlled function added: (606)[FCA CF] Manager of certification employee
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controlled function added: (605)[FCA CF] Client dealing
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controlled function added: (604)[FCA CF] Manager of certification employee