Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dundas House20 Brandon StreetEdinburghMidlothianEH3 5PPUNITED KINGDOM- Phone
- +4401314727200
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Complaints Contact
Blackrock12 Throgmorton AvenueLondonCity Of LondonEC2N 2DLUNITED KINGDOM- Phone
- +4402077433000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Spread Bet, Rolling spot forex contract, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Life Policy, Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Xuegong Liu
IRN XXL01099
- (1724)CF30 Customer (11 May 2012 to 8 Dec 2019)
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Yanfei Huang
IRN YXH01192
- (66)[FCA CF] Manager of certification employee (since 24 Jan 2025)
- (65)[FCA CF] Client dealing (since 9 Dec 2019)
- (1369)CF30 Customer (20 Jun 2016 to 8 Dec 2019)
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Yang Wang
IRN YXW01098
- (1311)[FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
- (1310)CF30 Customer (3 Apr 2017 to 8 Dec 2019)
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Yasmin Beria Sager
IRN YBM01004
- (57)[FCA CF] Client dealing (since 17 Aug 2022)
- (58)[FCA CF] Significant management (since 27 Apr 2022)
- (1338)CF30 Customer (31 Jan 2017 to 28 Dec 2018)
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Yasmina Sedraoui El Hazzaz
IRN YXS01219
- (1574)CF30 Customer (19 Jul 2013 to 20 Oct 2015)
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York Francis Deavers
IRN YFD00001
- (1182)CF30 Customer (24 May 2011 to 19 Jul 2013)
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Yoshihiko Aoyama
IRN YXA01258
- (29)CF30 Customer (4 Nov 2016 to 31 Jul 2019)
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You Singhal
IRN YXW01055
- (737)CF30 Customer (3 Jul 2017 to 8 Dec 2019)
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Yulia Hofstede
IRN YXV01012
- (757)CF30 Customer (16 Feb 2017 to 8 Dec 2019)
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Yumian Lu
IRN YXL01120
- (1479)CF30 Customer (17 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (623)[FCA CF] Client dealing
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controlled function added: (622)[FCA CF] Client dealing
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controlled function added: (621)[FCA CF] Client dealing
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controlled function added: (620)[FCA CF] Manager of certification employee
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controlled function added: (619)[FCA CF] Client dealing
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controlled function added: (618)[FCA CF] Client dealing
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controlled function added: (617)[FCA CF] Client dealing
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controlled function added: (616)[FCA CF] Client dealing
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controlled function added: (615)[FCA CF] Manager of certification employee
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controlled function added: (614)[FCA CF] Client dealing