BlackRock Institutional Trust Company, N.A.

• Principal Place of Business

  12 Throgmorton Avenue

  LONDON

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +4402077433000

  Web

  https://www.blackrock.com

• Complaints Contact

  Blackrock

  12 Throgmorton Avenue

  London

  City Of London

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +442077433199

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Stuart Hecker

  IRN PSH01040

  • CF10 Compliance Oversight (11 Feb 2005 to 1 Jul 2006)
  • CF11 Money Laundering Reporting (11 Feb 2005 to 1 Jul 2006)
• Paul Taylor

  IRN PXT01153

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
• Paul Terence Battams

  IRN PTB01020

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (11 Feb 2005 to 31 Oct 2007)
• Peishu Chu

  IRN PXC00417

  • [FCA CF] Client dealing (19 May 2022 to 25 Apr 2023)
• Pelin Baltali

  IRN PXB02647

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (22 Jun 2018 to 8 Dec 2019)
• Peter Day

  IRN PXD01179

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Oct 2005 to 31 Oct 2007)
• Peter Herbert Loehnert

  IRN PHL01031

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
  • CF30 Customer (10 Jan 2014 to 8 Dec 2019)
• Peter Isoken Efosa Jegunma

  IRN PIJ01009

  • CF30 Customer (25 Mar 2017 to 15 Nov 2019)
• Peter James Knez

  IRN PXK01225

  • CF29 Significant management (1 Nov 2007 to 11 Apr 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (13 May 2005 to 31 Oct 2007)
• Peter John Sanderson

  IRN PJS01391

  • CF30 Customer (26 Jul 2013 to 11 Nov 2014)

No changes recorded yet.