Date authorised
1 April 2013
Companies House
01102517
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    LONDON
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
  • Complaints Contact

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Richard Lockyer

    IRN PRL01025

    • CF14 Risk Assessment (20 Jun 2002 to 1 Nov 2002)
  • Pierre Sarrau

    IRN PXS03024

    • SMF4 Chief Risk (since 26 Jan 2026)
  • Poppy Elizabeth Allonby

    IRN PEB01049

    • SMF18 Other Overall Responsibility (24 Mar 2020 to 31 Jul 2020)
  • Rebecca Robbins O'Toole

    IRN RXO24598

    • [FCA CF] Material risk taker (17 Jan 2023 to 30 Jun 2023)
  • Richard Francis Flynn

    IRN RXF00187

    • SMF4 Chief Risk (23 Jun 2022 to 3 Feb 2026)
  • Richard George Royds

    IRN RGR01023

    • CF1 Director (16 Feb 2004 to 1 Jul 2007)
    • CF8 Apportionment and Oversight (16 Feb 2004 to 1 Jul 2007)
    • CF3 Chief Executive (16 Feb 2004 to 1 Jul 2007)
  • Richard Lee Wilding

    IRN RXW19499

    • [FCA CF] Manager of certification employee (5 Apr 2023 to 18 Dec 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 6 Mar 2023)
    • CF10a CASS Oversight function (27 Nov 2019 to 8 Dec 2019)
  • Richard Paul Andrews

    IRN RPA00003

    • CF1 Director (1 Dec 2001 to 22 Oct 2002)
  • Robert Aidan Roche Hayes

    IRN RAH01158

    • SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2021)
    • CF3 Chief Executive (10 Apr 2017 to 8 Dec 2019)
    • CF1 Director (13 Feb 2014 to 8 Dec 2019)
  • Robert Quinlivan

    IRN RXQ01010

    • CF15 Internal Audit (1 Dec 2001 to 11 Jul 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.