BlackRock Advisors (UK) Limited

FRN: 119186
Date authorised: 1 April 2013
Companies House: 00796793
Last scraped: 2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

12 Throgmorton Avenue

LONDOn

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

William Hitchcock
IRN WXH00095
- (599)[FCA CF] Client dealing (since 16 Mar 2022)
William John Flanagan
IRN WJF01026
- (305)[FCA CF] Client dealing (since 9 Dec 2019)
- (306)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (1626)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (1627)CF27 Investment Management (26 Mar 2007 to 31 Oct 2007)
William John Grant Rhind
IRN WXR01067
- (874)CF26 Customer Trading (14 May 2004 to 23 Apr 2007)
William Low
IRN WXL01049
- (795)CF30 Customer (1 Dec 2009 to 12 Nov 2010)
William Michael Jackson
IRN WMJ00010
- (192)CF30 Customer (18 Jun 2010 to 26 Mar 2015)
William Purves
IRN WXP01041
- (2531)CF30 Customer (3 Dec 2015 to 15 Dec 2016)
William Rhys Jones
IRN WRJ01027
- (2154)[FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2021)
- (2153)CF30 Customer (19 Mar 2018 to 8 Dec 2019)
William Simon Mann
IRN WSM01016
- (192)[FCA CF] Client dealing (since 15 Dec 2025)
William Todd Isaac
IRN WTI01000
- (2127)[FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
- (2128)[FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2020)
- (2126)CF30 Customer (11 Jul 2018 to 8 Dec 2019)
Winifred Elsie Robbins
IRN WXR01030
- (206)CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- (207)CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- (208)CF27 Investment Management (30 May 2006 to 31 Oct 2007)
- (209)CF16 Significant Mgt (Desgntd Investment Business) (27 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (414)[FCA CF] Significant management
2 weeks ago
controlled function added: (413)[FCA CF] Manager of certification employee
2 weeks ago
controlled function added: (412)[FCA CF] Material risk taker
2 weeks ago
controlled function added: (411)[FCA CF] Client dealing
2 weeks ago
controlled function added: (410)[FCA CF] Manager of certification employee
2 weeks ago
controlled function added: (409)[FCA CF] Client dealing
2 weeks ago
controlled function added: (408)[FCA CF] Material risk taker
2 weeks ago
controlled function added: (407)Director of firm who is not a certification employee or a SMF manager
2 weeks ago
controlled function added: (406)[FCA CF] Significant management
2 weeks ago
controlled function added: (405)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.