Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (7 Jun 2017 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (30 May 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Apr 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (30 May 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Apr 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Jan 2005 to 1 Dec 2005)
- CF27 Investment Management (14 Jan 2005 to 1 Dec 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2004 to 1 Dec 2005)
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- CF1 Director (8 May 2002 to 17 Sep 2004)
- CF27 Investment Management (1 Dec 2001 to 17 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.