BlackRock Advisors (UK) Limited

FRN: 119186
Date authorised: 1 April 2013
Companies House: 00796793
Last scraped: 2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

12 Throgmorton Avenue

LONDOn

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stefan Gries
IRN SXG01632
- (1412)[FCA CF] Manager of certification employee (1 Nov 2020 to 20 Apr 2026)
- (1411)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- (1410)[FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2026)
- (1409)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
Stefan Kaiser
IRN SXK01512
- (67)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (68)CF26 Customer Trading (26 Oct 2006 to 31 Oct 2007)
Stefan Poechhacker
IRN SXP01107
- (456)[FCA CF] Client dealing (since 7 Jul 2025)
Stefano Donati
IRN SXD01275
- (120)CF30 Customer (1 Dec 2009 to 8 Dec 2014)
Stefano Iannalfo
IRN SXI01336
- (74)[FCA CF] Client dealing (since 26 Feb 2020)
Stephan Malcolm Caron
IRN SMC01251
- (98)[FCA CF] Significant management (since 14 May 2026)
- (97)[FCA CF] Client dealing (since 23 Apr 2026)
- (1041)SMF18 Other Overall Responsibility (14 Nov 2023 to 3 Mar 2026)
- (1045)[FCA CF] Manager of certification employee (28 Jul 2021 to 14 Nov 2023)
- (1046)[FCA CF] Significant management (9 Dec 2019 to 14 Nov 2023)
- (1044)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- (1043)[FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2023)
- (1042)CF30 Customer (13 Mar 2015 to 8 Dec 2019)
Stephane Christophe Tetot
IRN SCT01071
- (1434)[FCA CF] Manager of certification employee (2 Mar 2020 to 7 Feb 2023)
- (1433)[FCA CF] Client dealing (2 Mar 2020 to 31 Oct 2024)
- (1435)[FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
- (1432)CF30 Customer (25 Feb 2015 to 8 Dec 2019)
Stephane Marc Lapiquonne
IRN SML01043
- (1859)[FCA CF] Significant management (23 Nov 2021 to 22 Nov 2023)
- (1858)[FCA CF] Material risk taker (9 Dec 2019 to 29 Mar 2024)
Stephanie Bothwell
IRN SXB02725
- (1145)[FCA CF] Manager of certification employee (20 Apr 2023 to 24 Jan 2025)
- (1144)[FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2025)
- (1143)CF30 Customer (28 Jan 2019 to 8 Dec 2019)
Stephanie Chu Lowndes
IRN SCL01091
- (955)CF30 Customer (28 Jan 2017 to 15 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (493)[FCA CF] Client dealing
2 weeks ago
controlled function added: (492)[FCA CF] Client dealing
2 weeks ago
controlled function added: (491)[FCA CF] Client dealing
2 weeks ago
controlled function added: (490)[FCA CF] Client dealing
2 weeks ago
controlled function added: (489)[FCA CF] Client dealing
2 weeks ago
controlled function added: (488)[FCA CF] Client dealing
2 weeks ago
controlled function added: (487)[FCA CF] Client dealing
2 weeks ago
controlled function added: (486)[FCA CF] Client dealing
2 weeks ago
controlled function added: (485)[FCA CF] Significant management
2 weeks ago
controlled function added: (484)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.