BlackRock Advisors (UK) Limited

FRN: 119186
Date authorised: 1 April 2013
Companies House: 00796793
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

12 Throgmorton Avenue

LONDOn

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Charles Fraser McLeod Clarke
IRN NCM01022
- (2197)CF30 Customer (1 Dec 2009 to 5 Jun 2017)
Nicholas David Little
IRN NDL01018
- (1652)[FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- (1653)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- (1651)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
Nicholas Geoffrey Haslam Hutton
IRN NXH00085
- (645)[FCA CF] Manager of certification employee (since 27 Apr 2026)
- (646)[FCA CF] Significant management (since 9 Dec 2019)
- (2330)[FCA CF] Manager of certification employee (22 Mar 2024 to 12 Sep 2024)
- (2329)[FCA CF] Material risk taker (29 Jul 2021 to 5 Dec 2022)
Nicholas James Charrington
IRN NJC00010
- (2591)SMF13 Chair of the Nominations Committee (9 Dec 2019 to 4 Dec 2025)
- (2592)SMF9 Chair of the Governing Body (9 Dec 2019 to 4 Dec 2025)
- (2594)CF2 Non Executive Director (5 Aug 2015 to 8 Dec 2019)
- (2593)CF3 Chief Executive (10 Feb 2011 to 24 Jul 2013)
- (2595)CF1 Director (15 Dec 2009 to 6 Mar 2015)
Nicholas James Joseph Hay
IRN NJH01180
- (1552)CF30 Customer (1 Nov 2007 to 10 Sep 2018)
- (1553)CF27 Investment Management (24 May 2006 to 31 Oct 2007)
Nicholas James Osborne
IRN NJO01024
- (2370)CF30 Customer (1 Dec 2009 to 31 Jan 2019)
Nicholas James Sollom
IRN NJS01074
- (1822)CF30 Customer (25 Oct 2012 to 26 Jul 2018)
Nicholas Jerome Ivor Shellard
IRN NJS01099
- (273)CF30 Customer (1 Nov 2007 to 16 Jul 2009)
- (274)CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
Nicholas John Anderson
IRN NJA01021
- (377)CF30 Customer (1 Dec 2009 to 3 Jan 2017)
Nicholas John Cox
IRN NJC01107
- (692)CF29 Significant management (6 May 2008 to 3 Jun 2011)
- (691)CF30 Customer (1 Nov 2007 to 1 Feb 2013)
- (693)CF26 Customer Trading (28 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (493)[FCA CF] Client dealing
4 days ago
controlled function added: (492)[FCA CF] Client dealing
4 days ago
controlled function added: (491)[FCA CF] Client dealing
4 days ago
controlled function added: (490)[FCA CF] Client dealing
4 days ago
controlled function added: (489)[FCA CF] Client dealing
4 days ago
controlled function added: (488)[FCA CF] Client dealing
4 days ago
controlled function added: (487)[FCA CF] Client dealing
4 days ago
controlled function added: (486)[FCA CF] Client dealing
4 days ago
controlled function added: (485)[FCA CF] Significant management
4 days ago
controlled function added: (484)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.