BlackRock Advisors (UK) Limited

Principal Place of Business

Phone

+4402077433000

Web

https://www.blackrock.com

Complaints Contact

Phone

+442077433000

P2P Lending Advice

For Professional, Eligible Counterparty

Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Authorised to Operate

Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

IRN NCM01022

• (2197)CF30 Customer (1 Dec 2009 to 5 Jun 2017)

IRN NDL01018

• (1652)[FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
• (1653)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
• (1651)CF30 Customer (1 Dec 2009 to 8 Dec 2019)

IRN NXH00085

• (645)[FCA CF] Manager of certification employee (since 27 Apr 2026)
• (646)[FCA CF] Significant management (since 9 Dec 2019)
• (2330)[FCA CF] Manager of certification employee (22 Mar 2024 to 12 Sep 2024)
• (2329)[FCA CF] Material risk taker (29 Jul 2021 to 5 Dec 2022)

IRN NJC00010

• (2591)SMF13 Chair of the Nominations Committee (9 Dec 2019 to 4 Dec 2025)
• (2592)SMF9 Chair of the Governing Body (9 Dec 2019 to 4 Dec 2025)
• (2594)CF2 Non Executive Director (5 Aug 2015 to 8 Dec 2019)
• (2593)CF3 Chief Executive (10 Feb 2011 to 24 Jul 2013)
• (2595)CF1 Director (15 Dec 2009 to 6 Mar 2015)

IRN NJH01180

• (1552)CF30 Customer (1 Nov 2007 to 10 Sep 2018)
• (1553)CF27 Investment Management (24 May 2006 to 31 Oct 2007)

IRN NJO01024

• (2370)CF30 Customer (1 Dec 2009 to 31 Jan 2019)

IRN NJS01074

• (1822)CF30 Customer (25 Oct 2012 to 26 Jul 2018)

IRN NJS01099

• (273)CF30 Customer (1 Nov 2007 to 16 Jul 2009)
• (274)CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)

IRN NJA01021

• (377)CF30 Customer (1 Dec 2009 to 3 Jan 2017)

IRN NJC01107

• (692)CF29 Significant management (6 May 2008 to 3 Jun 2011)
• (691)CF30 Customer (1 Nov 2007 to 1 Feb 2013)
• (693)CF26 Customer Trading (28 Oct 2004 to 31 Oct 2007)