BlackRock Advisors (UK) Limited

Date authorised
1 April 2013
Companies House
00796793
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
    Web
    https://www.blackrock.com

  • Complaints Contact

    12 Throgmorton Avenue
    LONDOn
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Robert Hodgson

    IRN MRH01160

    • (392)CF28 Systems and controls (16 Dec 2009 to 6 Jan 2011)
  • Mark Robert Woolley

    IRN MRW01186

    • (1350)[FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • (1348)[FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • (1349)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • (1347)CF29 Significant management (19 Nov 2014 to 13 Jun 2018)
    • (1346)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • Mark Roberts

    IRN MXR01497

    • (270)CF30 Customer (1 Nov 2007 to 16 Dec 2010)
    • (271)CF26 Customer Trading (9 Jun 2004 to 31 Oct 2007)
  • Mark Stubblefield

    IRN MXS01645

    • (1817)[FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2023)
    • (1816)CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • Mark Thomas Batsford

    IRN MTB01023

    • (803)CF30 Customer (1 Nov 2007 to 4 Mar 2010)
    • (804)CF27 Investment Management (23 Sep 2004 to 31 Oct 2007)
  • Mark Thomas Wharrier

    IRN MTW01025

    • (2196)CF30 Customer (16 Oct 2013 to 4 Jul 2017)
  • Marko Van Bergen

    IRN MXV01030

    • (776)CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • (777)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Martin Bednall

    IRN MXB01415

    • (2417)CF30 Customer (1 Nov 2007 to 8 Sep 2011)
    • (2418)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Martin Bostock White

    IRN MBW01029

    • (2187)CF30 Customer (1 Nov 2007 to 1 Mar 2010)
    • (2188)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Martin Brian Cook

    IRN MBC01074

    • (2600)SMF24 Chief Operations (9 Dec 2019 to 21 Jun 2021)
    • (2601)CF29 Significant management (5 Oct 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (613)[FCA CF] Client dealing

  2. controlled function added: (612)[FCA CF] Client dealing

  3. controlled function added: (611)[FCA CF] Significant management

  4. controlled function added: (610)[FCA CF] Manager of certification employee

  5. controlled function added: (609)[FCA CF] Client dealing

  6. controlled function added: (608)[FCA CF] Significant management

  7. controlled function added: (607)[FCA CF] Manager of certification employee

  8. controlled function added: (606)[FCA CF] Client dealing

  9. controlled function added: (605)[FCA CF] Manager of certification employee

  10. controlled function added: (604)[FCA CF] Client dealing

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