Blackfinch Investments Limited

• Principal Place of Business

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

  Web

  https://www.blackfinch.com

• Complaints Contact

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard James Cook

  IRN RJC01314

  • CF1 Director (AR) (since 21 May 2025)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF28 Systems and controls (28 Jun 2017 to 8 Dec 2019)
  • CF3 Chief Executive (4 Jul 2016 to 8 Dec 2019)
  • CF10a CASS Oversight function (19 Mar 2012 to 14 Nov 2018)
  • CF10 Compliance Oversight (16 Mar 2012 to 14 Nov 2018)
  • CF11 Money Laundering Reporting (16 Mar 2012 to 28 Oct 2013)
  • CF1 Director (6 May 2010 to 8 Dec 2019)
  • CF30 Customer (6 May 2010 to 5 Nov 2018)
• Richard Leonard Simmonds

  IRN RLS01060

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (29 Apr 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Apr 2010 to 1 Jan 2012)
  • CF1 Director (29 Apr 2010 to 1 Jan 2012)
  • CF11 Money Laundering Reporting (29 Apr 2010 to 1 Jan 2012)
• Robert Andrew Jones

  IRN RAJ01112

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Apr 2020)
• Robert Stainsby

  IRN RXS02252

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (14 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Nov 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (14 Nov 2018 to 8 Dec 2019)
• Ruth Mellor

  IRN RXM00751

  • [FCA CF] Material risk taker (25 Jul 2022 to 31 Jul 2023)
• Ryan Hughes

  IRN RXH00928

  • [FCA CF] Material risk taker (since 2 Mar 2026)
• Sarah Hendy

  IRN SXH00329

  • [FCA CF] Material risk taker (9 Dec 2019 to 5 May 2023)
• Sarah Wakefield

  IRN SXW00266

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Aug 2021)
• Sharon Nicola Priest

  IRN SNR01018

  • CF30 Customer (14 Oct 2017 to 19 Jun 2018)
• Simon Morford Gravett

  IRN SMG01083

  • CF1 Director (1 Dec 2001 to 7 Feb 2003)

• Blackfinch Asset Management Limited

  FRN 918841 · Appointed 1 Jan 2020

No changes recorded yet.