Date authorised
1 April 2013
Companies House
03897857
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14th Floor
    54 Hagley Road
    Birmingham
    B16 8PE
    UNITED KINGDOM
    Phone
    +447442477070
  • Complaints Contact

    14th Floor
    54 Hagley Road
    Birmingham
    B16 8PE
    UNITED KINGDOM
    Phone
    +441214543601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Oxtoby

    IRN DXO01222

    • CF2 Non Executive Director (25 Nov 2009 to 30 Jul 2015)
  • Gary Terence Cowdrill

    IRN GTC01022

    • CF2 Non Executive Director (10 Dec 2015 to 3 May 2018)
  • Geoff Guerin

    IRN GXG01498

    • SMF1 Chief Executive (6 Apr 2021 to 18 Feb 2022)
    • SMF3 Executive Director (6 Apr 2021 to 18 Feb 2022)
    • Responsible for Insurance Distribution (6 Apr 2021 to 18 Feb 2022)
    • CF1 Director (14 Jan 2014 to 3 May 2018)
  • Hilary Grace D'Cruz

    IRN HGD00012

    • CF2 Non Executive Director (8 Oct 2014 to 24 Jan 2017)
  • Ian Richard Galer

    IRN IRG01027

    • CF1 Director (21 Jul 2014 to 3 May 2018)
    • CF28 Systems and controls (21 Jul 2014 to 3 May 2018)
  • Jane Dale

    IRN JED01078

    • CF2 Non Executive Director (29 Feb 2016 to 18 May 2017)
  • Jill Bonehill

    IRN JXB02936

    • CF2 Non Executive Director (14 May 2014 to 24 Jan 2017)
  • John Casey Spence

    IRN JCS01055

    • CF2 Non Executive Director (25 Nov 2009 to 20 Jun 2014)
  • John Christopher Hardy

    IRN JCH01245

    • CF2 Non Executive Director (20 Jun 2014 to 8 Dec 2019)
  • Jonathan Paul Byfield

    IRN JPB01190

    • [FCA CF] Significant management (since 31 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.