Date authorised
1 April 2013
Companies House
03897857
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14th Floor
    54 Hagley Road
    Birmingham
    B16 8PE
    UNITED KINGDOM
    Phone
    +447442477070
  • Complaints Contact

    14th Floor
    54 Hagley Road
    Birmingham
    B16 8PE
    UNITED KINGDOM
    Phone
    +441214543601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Elizabeth Eden

    IRN LEE01018

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2019)
    • CF10 Compliance Oversight (15 Jun 2018 to 8 Dec 2019)
  • Michael Malone

    IRN MXM01470

    • CF2 Non Executive Director (14 Jan 2005 to 22 May 2008)
  • Michael Paul Sims

    IRN MPS01132

    • CF1 Director (2 Sep 2008 to 21 Mar 2016)
  • Neil Donald Mackay

    IRN NDM01055

    • CF2 Non Executive Director (25 Nov 2009 to 18 Jan 2018)
  • Neil James Fisher

    IRN NXF00107

    • Responsible for Insurance Distribution (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
  • Nicholas Anthony Wright

    IRN NAW01044

    • CF28 Systems and controls (1 Nov 2007 to 22 Aug 2014)
    • CF1 Director (11 May 2005 to 22 Aug 2014)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Paul Derek Brady

    IRN PXB00434

    • [FCA CF] Significant management (9 Dec 2019 to 7 Jul 2023)
  • Peter John Maskell

    IRN PJM01158

    • Responsible for Insurance Mediation (23 Oct 2008 to 26 Mar 2015)
    • CF1 Director (14 Jan 2005 to 1 Sep 2017)
    • CF3 Chief Executive (14 Jan 2005 to 24 Jan 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Philip Victor Ashbourne

    IRN PVA01004

    • CF10 Compliance Oversight (7 Oct 2008 to 30 Sep 2013)
    • CF11 Money Laundering Reporting (7 Oct 2008 to 30 Sep 2013)
    • CF1 Director (14 Jan 2005 to 30 Sep 2013)
  • Robert Paul Kanas

    IRN RPK01022

    • CF2 Non Executive Director (14 Jan 2005 to 31 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.