Date authorised
1 April 2013
Companies House
03897857
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14th Floor
    54 Hagley Road
    Birmingham
    B16 8PE
    UNITED KINGDOM
    Phone
    +447442477070
  • Complaints Contact

    14th Floor
    54 Hagley Road
    Birmingham
    B16 8PE
    UNITED KINGDOM
    Phone
    +441214543601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Matthew Hope

    IRN AMH01307

    • CF1 Director (10 Oct 2016 to 3 May 2018)
  • Andrew MacAuley

    IRN AXM01740

    • CF2 Non Executive Director (14 Jan 2005 to 22 May 2008)
  • Andrew Milner

    IRN AXM01697

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Sep 2020)
    • CF2 Non Executive Director (30 Oct 2013 to 8 Dec 2019)
  • Anthony Philip McCrea

    IRN APM01217

    • CF1 Director (19 Jan 2016 to 24 Jan 2017)
  • Brian Hall

    IRN BXH01147

    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2020)
    • CF3 Chief Executive (6 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Oct 2008)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Carol Lesley Coombes

    IRN CLC01099

    • CF2 Non Executive Director (9 Oct 2014 to 24 Jan 2017)
  • Charlotte Mary Taylor

    IRN CMT01088

    • CF1 Director (3 Sep 2012 to 1 Apr 2018)
  • Christopher Michael Gunnell

    IRN CMG01080

    • CF1 Director (1 Jan 2014 to 17 Mar 2016)
  • David James Edmonds

    IRN DJE01117

    • CF2 Non Executive Director (6 Feb 2009 to 30 Sep 2015)
  • David Kenneth Nuttall

    IRN DKN01007

    • CF1 Director (1 Aug 2008 to 3 May 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.