Date authorised
26 July 2017
Companies House
10608481
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Watergate House
    13-15 York Buildings
    London
    WC2N 6JU
    UNITED KINGDOM
    Phone
    +442073400600
  • Complaints Contact

    Watergate House
    13-15 York Buildings
    London
    WC2N 6JU
    UNITED KINGDOM
    Phone
    +442073400600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Edward Gardner-Boyes

    IRN CXG00579

    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Proprietary trader (22 Jan 2025 to 15 Apr 2025)
  • Claire Marie Simmonds

    IRN CMS01194

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Daina Spedding

    IRN DXS00843

    • [FCA CF] Client dealing (10 May 2023 to 6 Nov 2023)
  • David Robert Murray

    IRN DXM00418

    • SMF16 Compliance Oversight (since 16 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Feb 2024)
  • Dennis Atkinson

    IRN DXA01325

    • [FCA CF] Significant management (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 17 Jan 2025)
    • [FCA CF] Proprietary trader (1 Nov 2023 to 15 Apr 2025)
  • Edward Matthew Jeans

    IRN EXJ00029

    • [FCA CF] Proprietary trader (25 Oct 2023 to 7 Jan 2025)
    • [FCA CF] Client dealing (23 Oct 2023 to 7 Jan 2025)
  • Gavin Christopher Petken

    IRN GCP01052

    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
  • Graham Alan Clarke

    IRN GXC00531

    • [FCA CF] Significant management (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)
  • Grant Ian Paul-Florence

    IRN GIP01006

    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Dec 2021)
  • Gurinder Singh Sunner

    IRN GXS00267

    • [FCA CF] Client dealing (10 May 2021 to 17 Feb 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 17 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.