Date authorised
1 April 2013
Companies House
01661686
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402073759600
  • Complaints Contact

    52 Lime Street
    -
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442073759600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Reynolds

    IRN JXR02374

    • Responsible for Insurance Distribution (since 24 Nov 2025)
    • SMF3 Executive Director (since 24 Nov 2025)
    • SMF1 Chief Executive (since 24 Nov 2025)
    • CF1 Director (12 Jun 2017 to 18 Jun 2019)
  • James William Esdaile

    IRN JWE01025

    • SMF9 Chair of the Governing Body (since 27 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (28 Feb 2020 to 27 Jul 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2025)
    • Responsible for Insurance Mediation (1 Jan 2016 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • James Wyndham Gordon Newall

    IRN JWN01024

    • CF1 Director (19 Apr 2005 to 30 Mar 2007)
  • John Charles Howard Berry

    IRN JCB01214

    • SMF9 Chair of the Governing Body (17 Mar 2020 to 1 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2023)
    • CF3 Chief Executive (6 Jan 2016 to 20 Nov 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2015)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Jonathan Carruthers

    IRN JXC00612

    • [FCA CF] Significant management (1 Apr 2021 to 31 Dec 2023)
  • José Queirós

    IRN JXQ00021

    • [FCA CF] Significant management (1 Apr 2021 to 24 Nov 2025)
  • Matthew John Graham

    IRN MJG01415

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Jun 2017 to 8 Dec 2019)
  • Michael Joseph Lagrue

    IRN MJL01233

    • CF1 Director (14 Jan 2005 to 18 Jun 2019)
  • Oliver Gerald William Wright

    IRN OGW01000

    • [FCA CF] Significant management (1 Apr 2021 to 31 Dec 2023)
    • CF1 Director (14 Jan 2005 to 18 Jun 2019)
  • Paul Graham Torrington

    IRN PGT01044

    • CF1 Director (14 Jan 2005 to 18 Jun 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.