Date authorised
1 April 2013
Companies House
01661686
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402073759600
  • Complaints Contact

    52 Lime Street
    -
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442073759600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip James Richards

    IRN PJR01172

    • CF1 Director (14 Jan 2005 to 30 Jul 2007)
  • Reshma Kantilal Kotecha

    IRN RKT01023

    • [FCA CF] Significant management (1 Apr 2021 to 31 Dec 2023)
    • CF1 Director (16 May 2005 to 18 Jun 2019)
  • Robert Arthurt Wyatt Lyle

    IRN RAL01158

    • CF2 Non Executive Director (20 Nov 2009 to 17 Mar 2017)
  • Robin Francis Harper

    IRN RFH01045

    • CF3 Chief Executive (14 Jan 2005 to 31 Dec 2015)
    • CF1 Director (14 Jan 2005 to 14 Mar 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Samuel Evans

    IRN SXE01578

    • CF1 Director (25 Jun 2018 to 18 Jun 2019)
  • Sian Dawn Aspinall

    IRN SDA01073

    • SMF1 Chief Executive (15 Feb 2020 to 24 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2025)
    • CF1 Director (5 Jun 2014 to 8 Dec 2019)
  • Sui Lun Liu

    IRN SLL01041

    • CF1 Director (14 Jan 2005 to 14 Mar 2017)
  • Timothy John Cullis

    IRN TJC01188

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.