BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stroyan Douglas Nelson

  IRN SDN01010

  • [FCA CF] Client dealing (1 Apr 2024 to 11 Feb 2026)
• Stuart Oliver Graham

  IRN SOG01001

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
  • CF30 Customer (30 Jul 2009 to 8 Dec 2019)
  • CF4 Partner (30 Jul 2009 to 8 Dec 2019)
• Surendran Chellappah

  IRN SXC01633

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • SMF24 Chief Operations (since 15 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jan 2021)
  • SMF4 Chief Risk (9 Dec 2019 to 3 Aug 2022)
  • SMF27 Partner (9 Dec 2019 to 1 Apr 2023)
  • SMF2 Chief Finance (9 Dec 2019 to 1 Jan 2021)
  • CF28 Systems and controls (16 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (16 Apr 2019 to 8 Dec 2019)
• Susannah Wise Ludwig

  IRN SWL01064

  • [FCA CF] Client dealing (since 1 Jan 2021)
• Syed Imran Haider

  IRN SXH00427

  • [FCA CF] Material risk taker (29 Jul 2022 to 21 Feb 2023)
• Thierry COTA

  IRN TXC74025

  • [FCA CF] Client dealing (1 Apr 2024 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
• Thomas Dennis Lawler

  IRN TXL00090

  • [FCA CF] Client dealing (10 Mar 2023 to 29 Mar 2024)
• Thomas James Mark Briggs

  IRN TJB01215

  • [FCA CF] Client dealing (since 2 Sep 2025)
  • [FCA CF] Client dealing (1 Jan 2021 to 3 Jun 2024)
• Tobias Fromme

  IRN TXF00179

  • [FCA CF] Client dealing (since 11 Jul 2023)
• Tobias George Harwood-Smith

  IRN TGH01030

  • [FCA CF] Client dealing (1 Jan 2021 to 17 Apr 2024)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.