BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Hombach

  IRN RXH00851

  • [FCA CF] Client dealing (since 16 May 2025)
• Richard Hunter Trainor

  IRN RXT00490

  • [FCA CF] Client dealing (since 5 Nov 2025)
• Richard John Clarke

  IRN RJC01325

  • [FCA CF] Client dealing (since 1 Jan 2021)
• Richard John Wielechowski

  IRN RJW01352

  • [FCA CF] Client dealing (1 Jan 2021 to 17 Dec 2021)
• Rif Huque-Iversen

  IRN RXH00295

  • [FCA CF] Client dealing (3 Jun 2020 to 16 Apr 2021)
• Rizwan Khalid ROSY

  IRN RXR01568

  • CF30 Customer (14 Apr 2014 to 30 Mar 2016)
• Robert Ashton

  IRN RAA01048

  • [FCA CF] Client dealing (since 1 Apr 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
• Robert McWilliams

  IRN RXM00927

  • [FCA CF] Material risk taker (16 Nov 2023 to 31 Mar 2024)
• Robert Michael Heywood

  IRN RMH01189

  • [FCA CF] Client dealing (1 Jan 2021 to 12 Jul 2021)
• Robert Pieter van Brugge

  IRN RPV01009

  • [FCA CF] Material risk taker (since 1 Jan 2021)
  • SMF9 Chair of the Governing Body (since 4 Mar 2020)
  • SMF11 Chair of the Audit Committee (4 Mar 2020 to 1 Jan 2021)
  • SMF12 Chair of the Remuneration Committee (4 Mar 2020 to 1 Jan 2021)
  • SMF27 Partner (9 Dec 2019 to 25 Jul 2022)
  • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (12 Jun 2019 to 8 Dec 2019)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.