Robert Ashton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP

    FRN 500498

    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (31 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
    • CF30 Customer (21 Oct 2010 to 6 Mar 2016)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (15 Feb 2010 to 22 Jul 2010)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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