Date authorised
1 April 2013
Companies House
07632771
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    Level 17
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402073981000
  • Complaints Contact

    52 Lime Street
    Level 17
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402073981000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Michael Townsend

    IRN PMT01057

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Mar 2023 to 19 Dec 2025)
    • SMF16 Compliance Oversight (9 Apr 2020 to 19 Dec 2025)
  • Richard Lionel Fothergill

    IRN RLF01034

    • Director of firm who is not a certification employee or a SMF manager (21 Dec 2021 to 31 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 21 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Dec 2021)
    • Responsible for Insurance Mediation (3 Jan 2012 to 30 Sep 2018)
    • CF3 Chief Executive (3 Jan 2012 to 8 Dec 2019)
    • CF1 Director (3 Jan 2012 to 8 Dec 2019)
  • Robert Carruthers Hewitt

    IRN RCH01099

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Apr 2017 to 8 Dec 2019)
  • Steven William Taylor

    IRN SWT01036

    • CF2 Non Executive Director (3 Jan 2012 to 11 Feb 2014)
  • Stuart White

    IRN SXW00851

    • [PRA CF] Key function holder (since 11 Sep 2023)
  • Wayne Ashley

    IRN WXA70331

    • Responsible for Insurance Distribution (since 3 Nov 2025)
    • SMF3 Executive Director (since 3 Nov 2025)
    • SMF1 Chief Executive (since 3 Nov 2025)
  • William Robert Berkley, Jr.

    IRN WRB01031

    • CF2 Non Executive Director (3 Jan 2012 to 2 Jun 2015)
  • Zia Patel

    IRN ZXP00011

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.